CFA 2026 Level I Ethics Conflicts Free Quiz 1

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CFA 2026 Level I Ethics Conflicts Free Quiz 1

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CFA 2026 Level I Ethics Conflicts Free Quiz 1

Practice CFA 2026 Level I Ethics MCQs from Conflicts. Get instant results with Explanation.

General5 MCQs

1. What does Standard VI(A) Disclosure of Conflicts require?

A. Make full and fair disclosure of all matters that could impair independence and objectivity or interfere with duties.B. Only disclose conflicts that are actually impairing independence.C. Disclose only conflicts that are requested by clients.D. Only disclose conflicts to clients, not to employers.

2. What does Standard VI(B) Priority of Transactions require?

A. Allows members to prioritize their own transactions over client transactions.B. Requires that client transactions take priority over transactions for own accounts or employer accounts.C. Requires that employer transactions take priority over client transactions.D. Requires that all transactions be treated equally regardless of the account.

3. What does Standard VI(C) Referral Fees require?

A. Disclose to employer, clients, and prospective clients any compensation received from or paid to others for recommendations.B. Only disclose to clients, not to employers.C. Referral fees do not need to be disclosed.D. Only disclose to employers, not to clients.

4. What does Standard VI(A) require regarding disclosure of matters that could impair independence?

A. Disclose only matters that actually impair independence.B. Choose which matters to disclose.C. Disclosure is optional.D. Make full and fair disclosure of all matters that could reasonably be expected to impair independence and objectivity.

5. What is the purpose of disclosing referral fees under Standard VI(C)?

A. To allow clients and employers to evaluate partiality and full cost of services.B. To increase the member's compensation from referrals.C. To avoid legal liability for referrals.D. To promote the member's services to clients.

General5 MCQs

6. What does Standard VI(B) require regarding the priority of transactions?

A. Prioritize their own transactions over client transactions.B. Ensure client transactions take priority over transactions for their own accounts.C. Ensure employer transactions take priority over client transactions.D. Prioritize transactions based on profitability.

7. What does Standard VI(A) require regarding disclosure of matters that could interfere with duties?

A. Only disclose conflicts with clients.B. Do not disclose conflicts with employers.C. Disclose all matters that could interfere with duties to clients, prospective clients, and employers.D. Only disclose actual conflicts, not potential conflicts.

8. To whom must referral fees be disclosed under Standard VI(C)?

A. Only disclose referral fees to clients.B. Referral fees do not need to be disclosed.C. Only disclose referral fees to employers.D. Disclose to employer, clients, and prospective clients any compensation received from or paid to others for recommendations.

9. What does Standard VI(A) require regarding disclosure of matters that could impair independence?

A. Make full and fair disclosure of all matters that could reasonably be expected to impair independence and objectivity.B. Only disclose matters that actually impair independence.C. Choose which matters to disclose.D. Disclosure is optional.

10. What does Standard VI(B) Priority of Transactions require?

A. Allows members to prioritize their own transactions over client transactions.B. Requires that client transactions take priority over transactions for own accounts or employer accounts.C. Requires that employer transactions take priority over client transactions.D. Requires that all transactions be treated equally regardless of the account.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

Practice CFA MCQs

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