CFA 2026 Level I Ethics Conflicts Free Quiz 2

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CFA 2026 Level I Ethics Conflicts Free Quiz 2

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CFA 2026 Level I Ethics Conflicts Free Quiz 2

Practice CFA 2026 Level I Ethics MCQs from Conflicts. Get instant results with Explanation.

General5 MCQs

11. What does Standard VI(C) Referral Fees require regarding disclosure?

A. Only disclose referral fees to clients.B. Referral fees do not need to be disclosed.C. Disclose to employer, clients, and prospective clients any compensation received from or paid to others for recommendations.D. Only disclose referral fees to employers.

12. What is the purpose of Standard VI(A) Disclosure of Conflicts?

A. To protect the member from legal liability.B. To increase the member's compensation.C. To avoid disclosure of conflicts.D. To allow clients and employers to make informed decisions about the member's objectivity and independence.

13. What does Standard VI(B) require regarding the priority of transactions?

A. Ensure client transactions take priority over transactions for their own accounts.B. Prioritize their own transactions over client transactions.C. Ensure employer transactions take priority over client transactions.D. Prioritize transactions based on profitability.

14. What does Standard VI(C) require regarding disclosure of referral fees?

A. Only disclose referral fees to clients.B. Disclose to employer, clients, and prospective clients any compensation received from or paid to others for recommendations.C. Referral fees do not need to be disclosed.D. Only disclose referral fees to employers.

15. What does Standard VI(A) require regarding disclosure?

A. Disclose only matters that actually impair independence.B. Choose which matters to disclose.C. Make full and fair disclosure of all matters that could reasonably be expected to impair independence and objectivity or interfere with duties.D. Disclosure is optional.

General5 MCQs

16. What does Standard VI(B) Priority of Transactions require?

A. Allows members to prioritize their own transactions over client transactions.B. Requires that employer transactions take priority over client transactions.C. Requires that all transactions be treated equally regardless of the account.D. Requires that client transactions take priority over transactions for own accounts or employer accounts.

17. What does Standard VI(C) Referral Fees require regarding disclosure?

A. Disclose to employer, clients, and prospective clients any compensation received from or paid to others for recommendations.B. Only disclose referral fees to clients.C. Referral fees do not need to be disclosed.D. Only disclose referral fees to employers.

18. What does Standard VI(A) require regarding disclosure of matters that could interfere with duties?

A. Only disclose conflicts with clients.B. Disclose all matters that could interfere with duties to clients, prospective clients, and employers.C. Do not disclose conflicts with employers.D. Only disclose actual conflicts, not potential conflicts.

19. What does Standard VI(B) Priority of Transactions require?

A. Allows members to prioritize their own transactions over client transactions.B. Requires that employer transactions take priority over client transactions.C. Requires that client transactions take priority over transactions for own accounts or employer accounts.D. Requires that all transactions be treated equally regardless of the account.

20. What does Standard VI(C) Referral Fees require?

A. Only disclose referral fees to clients.B. Referral fees do not need to be disclosed.C. Only disclose referral fees to employers.D. Disclose to employer, clients, and prospective clients any compensation received from or paid to others for recommendations.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

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