CFA 2026 Level I Ethics Ethics Code Free Quiz 2

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CFA 2026 Level I Ethics Ethics Code Free Quiz 2

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CFA 2026 Level I Ethics Ethics Code Free Quiz 2

Practice CFA 2026 Level I Ethics MCQs from Ethics Code. Get instant results with Explanation.

General5 MCQs

11. How does the CFA Institute view the Code of Ethics?

A. A document that is optional for CFA Institute members.B. A document that applies only to the investment banking industry.C. Fundamental to the values of CFA Institute and essential to achieving its mission.D. A document that is only relevant for Level I candidates.

12. Which of the following is required by the CFA Institute Code of Ethics?

A. Integrity only.B. Integrity and competence only.C. Integrity, competence, and diligence only.D. Integrity, competence, diligence, and respect.

13. With whom must CFA Institute members and candidates act in an ethical manner according to the Code of Ethics?

A. All participants in the global capital markets.B. Only clients and employers.C. Only the public and clients.D. Only colleagues and other investment professionals.

14. What does the Code of Ethics require regarding professional judgment?

A. Follow all client instructions without question.B. Use reasonable care and exercise independent professional judgment.C. Use reasonable care only when managing client portfolios.D. Exercise independent professional judgment only when making investment recommendations.

15. What does the Code of Ethics require regarding competence?

A. Maintain professional competence only in areas relevant to their current job.B. Improve professional competence only when required by their employer.C. Maintain and improve their own competence and strive to improve the competence of others.D. Maintain competence but not necessarily improve it.

General5 MCQs

16. What does the Code of Ethics say about encouraging ethical behavior?

A. Practice in a professional manner only when working with clients.B. Encourage ethical behavior only when it benefits their career.C. Practice in a professional manner only in public settings.D. Practice and encourage others to practice in a professional and ethical manner.

17. What is the primary purpose of the Code of Ethics?

A. To communicate the established principles and expected behavior of members.B. To protect the profession from legal liability.C. To provide a competitive advantage for CFA charterholders.D. To limit the professional activities of members.

18. Which of the following best describes the Code of Ethics?

A. A set of specific rules that must be followed exactly.B. An aspirational document that sets forth principles to strive for.C. A document that replaces the Standards of Professional Conduct.D. A document that applies only to candidates and not to charterholders.

19. What does the Code of Ethics require regarding the prioritisation of interests?

A. Place the interests of employers above the interests of clients.B. Place personal interests above the interests of clients.C. Place the integrity of the investment profession and client interests above personal interests.D. Place the interests of the profession above the interests of clients.

20. To which professional activities does the Code of Ethics apply?

A. Only to investment analysis.B. Only to making investment recommendations.C. Only to taking investment actions.D. To all professional activities including analysis, recommendations, actions, and other professional activities.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

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