CFA 2026 Level I Ethics Ethics Code Free Quiz 3

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CFA 2026 Level I Ethics Ethics Code Free Quiz 3

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CFA 2026 Level I Ethics Ethics Code Free Quiz 3

Practice CFA 2026 Level I Ethics MCQs from Ethics Code. Get instant results with Explanation.

General5 MCQs

21. What are the key qualities that members and candidates must demonstrate according to the Code of Ethics?

A. Integrity, competence, diligence, and respect.B. Integrity and competence only.C. Integrity, competence, and diligence only.D. Integrity and diligence only.

22. How does the CFA Institute describe the importance of the Code of Ethics?

A. An optional document that members may choose to follow.B. Fundamental to the values of CFA Institute and essential to achieving its mission.C. A document that applies only to Level I candidates.D. A document that is only relevant for investment bankers.

23. What is the public role of the Code of Ethics?

A. A private document for internal use only.B. A document designed to protect the profession from liability.C. A public commitment to uphold standards of behavior that builds trust with the public.D. A document that provides legal protection for members.

24. What does the Code of Ethics require regarding the competence of other professionals?

A. Improve the competence of other professionals only when asked.B. Maintain the competence of other professionals but not improve it.C. Improve the competence of other professionals only if they are junior.D. Strive to maintain and improve the competence of other investment professionals.

25. What best describes the function of the Code of Ethics?

A. A guide for how members should act, including both mandatory and forbidden conduct.B. A set of optional suggestions for professional behavior.C. A document that only sets forth aspirational goals.D. A document that only identifies forbidden conduct.

General5 MCQs

26. To whom does the Code of Ethics apply within the investment profession?

A. Only to portfolio managers.B. To all members and candidates regardless of their role.C. Only to research analysts.D. Only to members in senior positions.

27. How does the Code of Ethics relate to the Standards of Professional Conduct?

A. It is less important than the Standards of Professional Conduct.B. It replaces the Standards of Professional Conduct for candidates.C. It is a foundational document complemented by the Standards of Professional Conduct.D. It is independent of the Standards of Professional Conduct.

28. What is the role of the Code of Ethics in the CFA Institute's mission?

A. A document that is not critical to the Institute's mission.B. A document that applies only to Level I candidates.C. A document that is only relevant for certain geographic regions.D. Critical to the CFA Institute's mission to lead the investment profession globally.

29. In what situations must members and candidates act with integrity, competence, diligence, and respect?

A. In all professional activities.B. Only when dealing with clients.C. Only when making investment recommendations.D. Only when dealing with the public.

30. According to the Code of Ethics, what must members and candidates place above their own personal interests?

A. Place personal interests above client interests.B. Place the integrity of the investment profession and client interests above personal interests.C. Place employer interests above client interests.D. Place the interests of colleagues above client interests.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

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