CFA 2026 Level I Ethics Professional Standards Free Quiz 3

Navigation Menu

Public Sector Private Sector Admissions in Punjab Admissions in KPK Admissions in Sindh Admissions in Balochistan Admissions in AJK

Public Sector Private Sector Universities in Punjab Universities in KPK Universities in Sindh Universities in Balochistan Universities in AJK

Scholarships in USA Scholarships in UK Scholarships in Canada Scholarships in Australia Scholarships in Europe Scholarships in Asia Scholarships in Africa

Public Sector Private Sector Semi-Govt (NUMS)

Full Length Papers Cadet Colleges Test ECAT FAST GIKI HAT General HAT Subject HEC ETC HEC LAT ISSB Initial Tests Join PAF Join Pak Navy KMU CAT MDCAT NCAT NTS NTS GAT General NTS GAT Subject NUST NET PU AHS PU COM PU CSS PU E PU GS PU M SZABMU AHS

ACT CFA GMAT GRE General GRE Subject IELTS MCAT OET SAT TOEFL

About Us Contact Us Disclaimer Privacy Policy Admin Login

PAK PakAdmissions

Admissions

Public Sector Private Sector Admissions in Punjab Admissions in KPK Admissions in Sindh Admissions in Balochistan Admissions in AJK

Public Sector Private Sector Universities in Punjab Universities in KPK Universities in Sindh Universities in Balochistan Universities in AJK

Scholarships in USA Scholarships in UK Scholarships in Canada Scholarships in Australia Scholarships in Europe Scholarships in Asia Scholarships in Africa

Medical Colleges

Public Sector Private Sector Semi-Govt (NUMS)

Full Length Papers Cadet Colleges Test ECAT FAST GIKI HAT General HAT Subject HEC ETC HEC LAT ISSB Initial Tests Join PAF Join Pak Navy KMU CAT MDCAT NCAT NTS NTS GAT General NTS GAT Subject NUST NET PU AHS PU COM PU CSS PU E PU GS PU M SZABMU AHS

International Entry Tests

ACT CFA GMAT GRE General GRE Subject IELTS MCAT OET SAT TOEFL

CFA 2026 Level I Ethics Professional Standards Free Quiz 3

CFA Quiz

10:00

Answered: 0 / 10

Remaining: 10

Navigator 10 Q

General

CFA 2026 Level I Ethics Professional Standards Free Quiz 3

Practice CFA 2026 Level I Ethics MCQs from Professional Standards. Get instant results with Explanation.

General5 MCQs

21. What does Standard VI(C) Referral Fees require?

A. Disclose to employer, clients, and prospective clients any compensation received from or paid to others for the recommendation of products or services.B. Only disclose to clients, not to employers.C. Only disclose referral fees that exceed a certain amount.D. Referral fees do not need to be disclosed.

22. What does Standard VII(A) Conduct as Participants in CFA Institute Programs address?

A. Only applies to cheating on the CFA exam.B. Prohibits any conduct that compromises the integrity or validity of CFA Institute programs.C. Only applies to CFA charterholders, not candidates.D. Only applies to conduct that occurs during the exam.

23. What does Standard VII(B) Reference to CFA Institute, the CFA Designation, and the CFA Program address?

A. Allows members to make any claims about the CFA designation.B. Only applies to charterholders, not candidates.C. Prohibits false or misleading statements about the CFA designation or program.D. Only applies to statements made in advertising.

24. What are the seven Standards of Professional Conduct?

A. Professionalism, Duties to Clients, and Duties to Employers only.B. Professionalism, Integrity of Capital Markets, and Duties to Clients only.C. Professionalism, Duties to Clients, Duties to Employers, and Investment Analysis only.D. Professionalism, Integrity of Capital Markets, Duties to Clients, Duties to Employers, Investment Analysis, Conflicts of Interest, and Responsibilities as a CFA Institute Member or CFA Candidate.

25. What does Standard I(B) Independence and Objectivity require?

A. Use reasonable care and judgment to achieve and maintain independence and objectivity.B. Only required to maintain independence when dealing with clients.C. Allows members to accept gifts that could impair objectivity as long as they are disclosed.D. Only applies to research analysts, not to portfolio managers.

General5 MCQs

26. What does Standard I(C) Misrepresentation prohibit?

A. Only prohibits misrepresentations that are intentional.B. Prohibits knowingly making any misrepresentations relating to professional activities.C. Allows misrepresentations if they are not material.D. Only prohibits misrepresentations made to clients.

27. What does Standard I(E) Competence require?

A. Only requires competence when dealing with clients.B. Maintaining competence is optional for members.C. Requires maintaining and improving professional competence and striving to improve the competence of others.D. Only requires competence for candidates, not for charterholders.

28. What does Standard II(A) Material Nonpublic Information prohibit?

A. Allows members to act on material nonpublic information if they do not disclose it.B. Allows members to share material nonpublic information with colleagues.C. Allows members to act on material nonpublic information if it is not illegal.D. Prohibits members and candidates from acting or causing others to act on material nonpublic information.

29. What does Standard II(B) Market Manipulation prohibit?

A. Prohibits engaging in practices that distort prices or artificially inflate trading volume with intent to mislead.B. Allows market manipulation if it is not illegal.C. Prohibits market manipulation only if it harms clients.D. Allows market manipulation if it benefits the firm.

30. What does Standard III(C) Suitability require?

A. Only requires suitability for clients with large portfolios.B. Requires making investment recommendations or actions that are suitable for the client's financial situation, objectives, and risk tolerance.C. Allows members to recommend products that are not suitable if they are disclosed.D. Only requires suitability for institutional clients, not for retail clients.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

Practice CFA MCQs

Quick Links

Latest Admissions

CMH Lahore Medical College & Institute of Dentistry (CMH-LMC / LID)

Khyber Medical University Peshawar (KMU)

International Scholarships

Alfalah Scholarship Scheme 2026 Monthly Financial Aid for Pakistani Students

AJK Fully Funded Pakistan Scholarship 2026 Program

Popular Medical Colleges

Wah Medical College (WMC-W)

Shalamar Medical & Dental College (SMDC-L)

Khyber Medical College Peshawar (KMC)

Popular Universities

Government Para Veterinary Livestock School Fazilpur Rajanpur

CMH Kharian Medical College (CKMC-KH)

Sindh Agriculture University Tandojam (SAU)

MBBS Seats Closing Merit Aggt Calculator

Home All Quizzes Medical Colleges

Advertisement

Full Length Practice Test

Advertisement

Advertisement

"Daily Updates"

Scholarships

🇵🇰 Pakistan's Scholarships 🇺🇸 USA's Scholarships 🇬🇧 UK's Scholarships 🇨🇦 Canada's Scholarships 🇨🇳 China's Scholarships 🇸🇦 Saudi Arabia's Scholarships 🇦🇪 UAE's Scholarships 🇲🇾 Malaysia's Scholarships 🇪🇺 Europe's Scholarships 🇰🇷 South Korea's Scholarships 🇦🇺 Australia's Scholarships 🇩🇪 Germany's Scholarships 🇫🇷 France's Scholarships 🇯🇵 Japan's Scholarships 🇸🇬 Singapore's Scholarships 🇶🇦 Qatar's Scholarships 🇹🇷 Turkey's Scholarships 🇮🇹 Italy's Scholarships 🇪🇸 Spain's Scholarships 🇳🇱 Netherlands's Scholarships 🇸🇪 Sweden's Scholarships 🇨🇭 Switzerland's Scholarships 🇮🇪 Ireland's Scholarships 🇳🇿 New Zealand's Scholarships 🇿🇦 South Africa's Scholarships 🇪🇬 Egypt's Scholarships 🇰🇪 Kenya's Scholarships 🇧🇷 Brazil's Scholarships 🇦🇷 Argentina's Scholarships 🇲🇽 Mexico's Scholarships 🇮🇳 India's Scholarships

Entry Tests Preparation

Free Online Quiz

Entry Test Advanced Maths Analytical Skills Basic Maths English

FAST FLP 1 FAST FLP 2

Level I Alternative Investments Corporate Issuers Derivatives Economics Equity Investments

Practice Test Biological and Biochemical Foundations of Living Systems Chemical and Physical Foundations of Biological Systems Critical Analysis and Reasoning Skills Psychological, Social, and Biological Foundations of Behavior

Practice Test Maths Physics Psychology

View All Tests →

Advertisement

AN Global Education

International Entry Tests

IELTS OET MCAT GRE Subject ACT

View All International Tests →

Follow Us

Facebook YouTube WhatsApp Instagram

Stay updated with latest news & updates

Aggregate Calculator

Calculate your MDCAT aggregate for MBBS admissions

Calculate Now →

© 2026 Pak Admissions. All Rights Reserved.

About Us Contact Us Disclaimer Privacy Policy Admin Login