CFA 2026 Level I Ethics Professionalism Free Quiz 2

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CFA 2026 Level I Ethics Professionalism Free Quiz 2

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CFA 2026 Level I Ethics Professionalism Free Quiz 2

Practice CFA 2026 Level I Ethics MCQs from Professionalism. Get instant results with Explanation.

General5 MCQs

11. What does Standard I(E) Competence require regarding other professionals?

A. Only requires maintaining their own competence.B. Improving the competence of others is optional.C. Requires striving to maintain and improve the competence of other investment professionals as well as their own.D. Only requires improving the competence of junior professionals.

12. What does professionalism encompass?

A. Only requires compliance with laws.B. Only requires avoiding misconduct.C. Only applies to investment analysis activities.D. Encompasses competence, compliance with laws, independence, objectivity, and avoiding misconduct.

13. What does Standard I(A) Knowledge of the Law require regarding understanding and compliance?

A. Understand and comply with all applicable laws, rules, and regulations.B. Only comply with laws that are enforced.C. Only understand laws that are relevant to their specific role.D. Comply with laws but not necessarily understand them.

14. What does Standard I(B) Independence and Objectivity require regarding care and judgment?

A. Only required to maintain independence when dealing with clients.B. Use reasonable care and judgment to achieve and maintain independence and objectivity.C. Independence and objectivity are not required if they conflict with firm policies.D. Only applies to research analysts.

15. What does Standard I(C) Misrepresentation prohibit regarding professional activities?

A. Only prohibits misrepresentations about performance.B. Allows misrepresentations about qualifications if they are not material.C. Prohibits misrepresentations relating to professional activities, including qualifications, experience, and performance.D. Only prohibits misrepresentations made to prospective clients.

General5 MCQs

16. What types of conduct does Standard I(D) Misconduct address?

A. Only applies to conduct that is illegal.B. Only applies to conduct that involves clients.C. Only applies to conduct that occurs during professional activities.D. Addresses conduct involving dishonesty, fraud, or deceit, or conduct that reflects poorly on reputation, integrity, or competence.

17. What does Standard I(E) Competence require regarding professional development?

A. Maintain and improve professional competence through continuing education and professional development.B. Only maintain competence, not improve it.C. Only improve competence when required by employers.D. Only required for candidates, not for charterholders.

18. What does Standard I(A) Knowledge of the Law require regarding compliance with laws not mentioned in the Code?

A. Only comply with laws that are mentioned in the Code and Standards.B. Comply with all applicable laws, rules, and regulations, even if not mentioned in the Code.C. Only comply with laws that are enforced in their jurisdiction.D. Comply with laws only if they are consistent with the Code.

19. What does Standard I(B) Independence and Objectivity require regarding conflicts of interest?

A. Conflicts of interest are acceptable as long as they are disclosed.B. Conflicts of interest are acceptable if they are not material.C. Must avoid conflicts of interest that could impair independence and objectivity.D. Conflicts of interest are only prohibited if they involve clients.

20. What does Standard I(C) Misrepresentation prohibit regarding deception?

A. Only prohibits misrepresentations that are intentional.B. Allows misrepresentations if they are not material.C. Only prohibits misrepresentations made to clients.D. Prohibits any misrepresentations that could deceive or mislead others about professional activities.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

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