CFA 2026 Level I Ethics Professionalism Free Quiz 3

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CFA 2026 Level I Ethics Professionalism Free Quiz 3

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CFA 2026 Level I Ethics Professionalism Free Quiz 3

Practice CFA 2026 Level I Ethics MCQs from Professionalism. Get instant results with Explanation.

General5 MCQs

21. What does Standard I(D) Misconduct address regarding conduct that may not be illegal?

A. Addresses conduct that reflects poorly on reputation, integrity, or competence, even if not illegal.B. Only applies to illegal acts.C. Only applies to conduct that directly relates to professional activities.D. Only applies to conduct that involves clients.

22. What does Standard I(E) Competence require regarding the competence of others?

A. Only requires maintaining their own competence.B. Requires maintaining and improving their own competence and striving to improve the competence of others.C. Only requires improving competence when required by employers.D. Only requires competence for candidates, not for charterholders.

23. What does Standard I(A) Knowledge of the Law require regarding participation in violations?

A. Can participate in violations if they are not the primary violators.B. Only need to report violations, not avoid them.C. Must not knowingly participate in any violation of applicable laws, rules, or regulations.D. Only need to comply with laws that are relevant to their specific role.

24. What does Standard I(B) Independence and Objectivity require?

A. Only required to maintain independence when dealing with clients.B. Independence and objectivity are not required if they conflict with firm policies.C. Only applies to research analysts.D. Use reasonable care and judgment to achieve and maintain independence and objectivity.

25. What does Standard I(C) Misrepresentation prohibit regarding qualifications and performance?

A. Prohibits misrepresentations about qualifications, experience, and performance.B. Allows misrepresentations about qualifications if they are not material.C. Only prohibits misrepresentations about performance.D. Only prohibits misrepresentations made to prospective clients.

General5 MCQs

26. What does Standard I(D) Misconduct address regarding dishonesty and fraud?

A. Only applies to conduct that is illegal.B. Addresses conduct involving dishonesty, fraud, or deceit, or conduct that reflects poorly on reputation, integrity, or competence.C. Only applies to conduct that occurs during professional activities.D. Only applies to conduct that involves clients.

27. What does Standard I(E) Competence require regarding professional development?

A. Only requires maintaining their own competence.B. Improving the competence of others is optional.C. Requires maintaining and improving their own competence and striving to improve the competence of others.D. Only requires competence for candidates, not for charterholders.

28. What does Standard I(A) Knowledge of the Law require regarding assisting in violations?

A. Can assist in violations if they are not the primary violators.B. Only need to report violations, not avoid assisting in them.C. Only need to comply with laws that are relevant to their specific role.D. Must not knowingly assist in any violation of applicable laws, rules, or regulations.

29. What does Standard I(B) Independence and Objectivity require?

A. Use reasonable care and judgment to achieve and maintain independence and objectivity.B. Only required to maintain independence when dealing with clients.C. Independence and objectivity are not required if they conflict with firm policies.D. Only applies to research analysts.

30. What does Standard I(C) Misrepresentation prohibit regarding deception?

A. Only prohibits misrepresentations that are intentional.B. Prohibits any misrepresentations that could deceive or mislead others about professional activities.C. Allows misrepresentations if they are not material.D. Only prohibits misrepresentations made to clients.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

Practice CFA MCQs

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