CFA 2026 Level I Ethics Professionalism Free Quiz 4

General2 MCQs

31. What does Standard I(D) Misconduct address regarding conduct that may not be illegal?

A. Only applies to illegal acts.B. Only applies to conduct that directly relates to professional activities.C. Addresses conduct that reflects poorly on reputation, integrity, or competence, even if not illegal.D. Only applies to conduct that involves clients.

32. What does Standard I(E) Competence require?

A. Only requires maintaining their own competence.B. Improving the competence of others is optional.C. Only requires competence for candidates, not for charterholders.D. Requires maintaining and improving their own competence and striving to improve the competence of others.

General1 MCQs

33. What does Standard I(A) Knowledge of the Law require regarding participation and assistance in violations?

A. Must not knowingly participate in or assist in any violation of applicable laws.B. Can participate in violations if they are not the primary violators.C. Only need to report violations, not avoid them.D. Only need to comply with laws that are relevant to their specific role.

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