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CFA Level II Vignettes Ethics Standards Conflicts Interest MCQs Test 3
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CFA Level II Vignettes Ethics Standards Conflicts Interest MCQs Test 3

Practice CFA 2026 Level II Vignettes Ethics Standards MCQs from Conflicts Interest. Get instant results with Explanation.
Practice Quiz 3 for "Conflicts Interest" (Ethics Standards). Total 30 MCQs available, split into 3 quizzes. Challenge yourself with advanced application-based questions. Mastering these concepts is essential for securing a high percentile in CFA.
General10 MCQs
1. Vignette 5: TransparentAdvisors - Margaret Kent, CFA, recommends a mutual fund to her clients. Kent is a shareholder in the fund management company. She does not disclose this shareholding. Has Kent violated the Standards?
2. Kent receives a commission from an insurance company for products sold to clients. She does not disclose this commission. Which Standard has Kent violated?
3. Kent serves on the board of a company whose bonds she recommends to clients. She does not disclose her board position. Which Standard has Kent violated?
4. Kent accepts use of a client's vacation home for a week. She does not disclose this to her employer or other clients. Which Standard has Kent violated?
5. Kent refers clients to a tax advisor and receives a referral fee. She does not disclose this fee. Which Standard has Kent violated?
General10 MCQs
6. Vignette 6: EthicalConflicts - David Sterling, CFA, recommends a private company investment to clients. Sterling owns 5% of the company. He does not disclose this ownership. Has Sterling violated the Standards?
7. Sterling receives a bonus for selling a specific product. He does not disclose this to clients. Which Standard has Sterling violated?
8. Sterling recommends a fund managed by a firm where his spouse works. He does not disclose this relationship. Which Standard has Sterling violated?
9. Sterling receives tickets to a major sporting event from a client. He does not disclose this gift. Which Standard has Sterling violated?
10. Sterling refers clients to an investment banker for mergers and acquisitions advice and receives a referral fee. He does not disclose this fee. Which Standard has Sterling violated?

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Conducting Body: CFA Institute
Frequency: 4 times a year (February, May, August, November) | Time: 70 Minutes
Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

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Merit Formula: -

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