CFA 2026 Level I Ethics Professional Standards Free Quiz 1

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CFA 2026 Level I Ethics Professional Standards Free Quiz 1

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CFA 2026 Level I Ethics Professional Standards Free Quiz 1

Practice CFA 2026 Level I Ethics MCQs from Professional Standards. Get instant results with Explanation.

General5 MCQs

1. How many Standards of Professional Conduct are there and what are they?

A. Seven standards including Professionalism, Duties to Clients, and Duties to Employers.B. Five standards including Professionalism and Duties to Clients.C. Eight standards including Professionalism and Investment Analysis.D. Six standards including Professionalism and Conflicts of Interest.

2. What does Standard I (Professionalism) require?

A. Only requires avoiding misconduct.B. Requires maintaining professional competence, complying with laws, and acting with integrity.C. Only applies to investment analysis activities.D. Only requires compliance with laws and regulations.

3. What are the subsections of Standard II (Integrity of Capital Markets)?

A. Knowledge of the Law and Independence and Objectivity.B. Loyalty, Prudence, and Care and Fair Dealing.C. Material Nonpublic Information and Market Manipulation.D. Loyalty and Additional Compensation Arrangements.

4. What are the subsections of Standard III (Duties to Clients)?

A. Loyalty, Prudence, and Care only.B. Fair Dealing and Suitability only.C. Loyalty, Prudence, and Care and Additional Compensation Arrangements.D. Loyalty, Prudence, and Care; Fair Dealing; Suitability; Performance Presentation; and Preservation of Confidentiality.

5. What are the subsections of Standard IV (Duties to Employers)?

A. Loyalty, Additional Compensation Arrangements, and Responsibilities of Supervisors.B. Loyalty and Fair Dealing.C. Additional Compensation Arrangements and Preservation of Confidentiality.D. Loyalty, Prudence, and Care and Responsibilities of Supervisors.

General5 MCQs

6. What are the subsections of Standard V (Investment Analysis, Recommendations, and Actions)?

A. Diligence and Reasonable Basis only.B. Diligence and Reasonable Basis; Communication with Clients; and Record Retention.C. Communication with Clients and Fair Dealing.D. Record Retention and Loyalty.

7. What are the subsections of Standard VI (Conflicts of Interest)?

A. Disclosure of Conflicts only.B. Priority of Transactions and Referral Fees.C. Disclosure of Conflicts; Priority of Transactions; and Referral Fees.D. Disclosure of Conflicts and Loyalty.

8. What are the subsections of Standard VII (Responsibilities as a CFA Institute Member or CFA Candidate)?

A. Conduct as Participants in CFA Institute Programs only.B. Reference to CFA Institute only.C. Conduct as Participants and Loyalty.D. Conduct as Participants in CFA Institute Programs and Reference to CFA Institute, the CFA Designation, and the CFA Program.

9. What does Standard I(A) Knowledge of the Law require?

A. Understand and comply with all applicable laws, rules, and regulations.B. Only comply with the Code and Standards, not other laws.C. Comply with laws only when they are enforced.D. Understand laws but not necessarily comply with them.

10. What does Standard I(D) Misconduct address?

A. Only applies to criminal acts.B. Addresses any professional conduct involving dishonesty, fraud, or deceit.C. Only applies to activities outside of work.D. Only applies to misconduct that is illegal.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

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