CFA 2026 Level I Ethics Professionalism Free Quiz 1

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CFA 2026 Level I Ethics Professionalism Free Quiz 1

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CFA 2026 Level I Ethics Professionalism Free Quiz 1

Practice CFA 2026 Level I Ethics MCQs from Professionalism. Get instant results with Explanation.

General5 MCQs

1. What does Standard I(A) Knowledge of the Law require of members and candidates?

A. Understand and comply with all applicable laws, rules, and regulations governing their professional activities.B. Only comply with the Code of Ethics and Standards of Professional Conduct.C. Comply with laws only when they are enforced.D. Understand laws but not necessarily comply with them.

2. What does Standard I(B) Independence and Objectivity require?

A. Only required to maintain independence when dealing with clients.B. Use reasonable care and judgment to achieve and maintain independence and objectivity.C. Allows members to accept gifts that could impair objectivity as long as they are disclosed.D. Only applies to research analysts, not to portfolio managers.

3. What does Standard I(C) Misrepresentation prohibit?

A. Only prohibits misrepresentations that are intentional.B. Allows misrepresentations if they are not material.C. Prohibits knowingly making any misrepresentations relating to professional activities.D. Only prohibits misrepresentations made to clients.

4. What does Standard I(D) Misconduct address?

A. Only applies to criminal acts.B. Only applies to activities outside of work.C. Only applies to misconduct that is illegal.D. Addresses any professional conduct involving dishonesty, fraud, or deceit, or that reflects poorly on reputation, integrity, or competence.

5. What does Standard I(E) Competence require?

A. Maintain and improve their professional competence and strive to improve the competence of others.B. Only requires competence when dealing with clients.C. Maintaining competence is optional for members.D. Only requires competence for candidates, not for charterholders.

General5 MCQs

6. In what situations must members and candidates act with professionalism?

A. Only required when dealing with clients.B. Required in all aspects of professional activities.C. Only required when making investment recommendations.D. Only required when dealing with the public.

7. What should members and candidates do when the Code and Standards conflict with applicable law?

A. Follow the Code and Standards even if they conflict with law.B. Follow the least strict law or regulation.C. Comply with the most strict law or regulation when there is a conflict.D. Ignore the law if it conflicts with the Code.

8. What does Standard I(B) Independence and Objectivity say about accepting gifts?

A. Can accept any gifts as long as they are disclosed.B. Can accept gifts that are of nominal value.C. Can accept gifts if they are from clients.D. Cannot accept gifts, benefits, compensation, or consideration that could reasonably be expected to compromise independence and objectivity.

9. What does Standard I(C) Misrepresentation prohibit regarding communications?

A. Prohibits any misrepresentations that could deceive or mislead clients, prospective clients, or employers.B. Only prohibits misrepresentations that are intentional.C. Allows misrepresentations if they are not material.D. Only prohibits misrepresentations made to clients.

10. What does Standard I(D) Misconduct address regarding conduct outside of professional activities?

A. Only applies to conduct that occurs during professional activities.B. Addresses any conduct that reflects poorly on reputation, integrity, or competence, even if not directly related to professional activities.C. Only applies to conduct that is illegal.D. Only applies to conduct that involves clients.

📋 CFA - Test Online Practice Quizzes

CFA

Conducting Body: CFA Institute

Frequency: 4 times a year (February, May, August, November) | Time: 135 Minutes

Negative Marking: No

⚡ Test Pattern (Total: 90 MCQs):

Alternative Investments: 8 MCQs
Corporate Issuers: 7 MCQs
Derivatives: 5 MCQs
Economics: 7 MCQs
Equity Investments: 12 MCQs
Ethics: 16 MCQs
Financial Statement Analysis: 11 MCQs
Fixed Income: 11 MCQs
Portfolio Management: 9 MCQs
Quant Methods: 6 MCQs

Merit Formula: -

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